Mechanised metamathematics : an investigation of first-order logic and set theory in constructive type theory

In this thesis, we investigate several key results in the canon of metamathematics, applying the contemporary perspective of formalisation in constructive type theory and mechanisation in the Coq proof assistant. Concretely, we consider the central completeness, undecidability, and incompleteness theorems of first-order logic as well as properties of the axiom of choice and the continuum hypothesis in axiomatic set theory. Due to their fundamental role in the foundations of mathematics and their technical intricacies, these results have a long tradition in the codification as standard literature and, in more recent investigations, increasingly serve as a benchmark for computer mechanisation. With the present thesis, we continue this tradition by uniformly analysing the aforementioned cornerstones of metamathematics in the formal framework of constructive type theory. This programme offers novel insights into the constructive content of completeness, a synthetic approach to undecidability and incompleteness that largely eliminates the notorious tedium obscuring the essence of their proofs, as well as natural representations of set theory in the form of a second-order axiomatisation and of a fully type-theoretic account. The mechanisation concerning first-order logic is organised as a comprehensive Coq library open to usage and contribution by external users.In dieser Doktorarbeit werden einige Schlüsselergebnisse aus dem Kanon der Metamathematik untersucht, unter Verwendung der zeitgenössischen Perspektive von Formalisierung in konstruktiver Typtheorie und Mechanisierung mit Hilfe des Beweisassistenten Coq. Konkret werden die zentralen Vollständigkeits-, Unentscheidbarkeits- und Unvollständigkeitsergebnisse der Logik erster Ordnung sowie Eigenschaften des Auswahlaxioms und der Kontinuumshypothese in axiomatischer Mengenlehre betrachtet. Aufgrund ihrer fundamentalen Rolle in der Fundierung der Mathematik und ihrer technischen Schwierigkeiten, besitzen diese Ergebnisse eine lange Tradition der Kodifizierung als Standardliteratur und, besonders in jüngeren Untersuchungen, eine zunehmende Bedeutung als Maßstab für Mechanisierung mit Computern. Mit der vorliegenden Doktorarbeit wird diese Tradition fortgeführt, indem die zuvorgenannten Grundpfeiler der Methamatematik uniform im formalen Rahmen der konstruktiven Typtheorie analysiert werden. Dieses Programm ermöglicht neue Einsichten in den konstruktiven Gehalt von Vollständigkeit, einen synthetischen Ansatz für Unentscheidbarkeit und Unvollständigkeit, der großteils den berüchtigten, die Essenz der Beweise verdeckenden, technischen Aufwand eliminiert, sowie natürliche Repräsentationen von Mengentheorie in Form einer Axiomatisierung zweiter Ordnung und einer vollkommen typtheoretischen Darstellung. Die Mechanisierung zur Logik erster Ordnung ist als eine umfassende Coq-Bibliothek organisiert, die offen für Nutzung und Beiträge externer Anwender ist

Synthetic Undecidability and Incompleteness of First-Order Axiom Systems in Coq

We mechanise the undecidability of various frst-order axiom systems in Coq, employing the synthetic approach to computability underlying the growing Coq Library of Undecidability Proofs. Concretely, we cover both semantic and deductive entailment in fragments of Peano arithmetic (PA) as well as ZF and related fnitary set theories, with their undecidability established by many-one reductions from solvability of Diophantine equations, i.e. Hilbert’s tenth problem (H10), and the Post correspondence problem (PCP), respectively. In the synthetic setting based on the computability of all functions defnable in a constructive foundation, such as Coq’s type theory, it sufces to defne these reductions as metalevel functions with no need for further encoding in a formalised model of computation. The concrete cases of PA and the considered set theories are supplemented by a general synthetic theory of undecidable axiomatisations, focusing on well-known connections to consistency and incompleteness. Specifcally, our reductions rely on the existence of standard models, necessitating additional assumptions in the case of full ZF, and all axiomatic extensions still justifed by such standard models are shown incomplete. As a by-product of the undecidability of set theories formulated using only membership and no equality symbol, we obtain the undecidability of frst-order logic with a single binary relation

An Analysis of Tennenbaum's Theorem in Constructive Type Theory

Tennenbaum's theorem states that the only countable model of Peano arithmetic (PA) with computable arithmetical operations is the standard model of natural numbers. In this paper, we use constructive type theory as a framework to revisit, analyze and generalize this result. The chosen framework allows for a synthetic approach to computability theory, exploiting that, externally, all functions definable in constructive type theory can be shown computable. We then build on this viewpoint and furthermore internalize it by assuming a version of Church's thesis, which expresses that any function on natural numbers is representable by a formula in PA. This assumption provides for a conveniently abstract setup to carry out rigorous computability arguments, even in the theorem's mechanization. Concretely, we constructivize several classical proofs and present one inherently constructive rendering of Tennenbaum's theorem, all following arguments from the literature. Concerning the classical proofs in particular, the constructive setting allows us to highlight differences in their assumptions and conclusions which are not visible classically. All versions are accompanied by a unified mechanization in the Coq proof assistant.Comment: 23 pages, extension of conference paper published at FSCD 202

Trakhtenbrot's Theorem in Coq: Finite Model Theory through the Constructive Lens

26 pages, extended version of the IJCAR 2020 paper. arXiv admin note: substantial text overlap with arXiv:2004.07390International audienceWe study finite first-order satisfiability (FSAT) in the constructive setting of dependent type theory. Employing synthetic accounts of enumerability and decidability, we give a full classification of FSAT depending on the first-order signature of non-logical symbols. On the one hand, our development focuses on Trakhtenbrot's theorem, stating that FSAT is undecidable as soon as the signature contains an at least binary relation symbol. Our proof proceeds by a many-one reduction chain starting from the Post correspondence problem. On the other hand, we establish the decidability of FSAT for monadic first-order logic, i.e. where the signature only contains at most unary function and relation symbols, as well as the enumerability of FSAT for arbitrary enumerable signatures. To showcase an application of Trakthenbrot's theorem, we continue our reduction chain with a many-one reduction from FSAT to separation logic. All our results are mechanised in the framework of a growing Coq library of synthetic undecidability proofs

A Coq Library of Undecidable Problems

International audienceWe propose a talk on our library of mechanised reductions to establish undecidability results in Coq. The library is a collaborative effort, growing constantly and we are seeking more outside contributors willing to work on undecidability results in Coq

Undecidability of Dyadic First-Order Logic in Coq

We develop and mechanize compact proofs of the undecidability of various problems for dyadic first-order logic over a small logical fragment. In this fragment, formulas are restricted to only a single binary relation, and a minimal set of logical connectives. We show that validity, satisfiability, and provability, along with finite satisfiability and finite validity are undecidable, by directly reducing from a suitable binary variant of Diophantine constraints satisfiability. Our results improve upon existing work in two ways: First, the reductions are direct and significantly more compact than existing ones. Secondly, the undecidability of the small logic fragment of dyadic first-order logic was not mechanized before. We contribute our mechanization to the Coq Library of Undecidability Proofs, utilizing its synthetic approach to computability theory

Oracle Computability and Turing Reducibility in the Calculus of Inductive Constructions

We develop synthetic notions of oracle computability and Turing reducibility in the Calculus of Inductive Constructions (CIC), the constructive type theory underlying the Coq proof assistant. As usual in synthetic approaches, we employ a definition of oracle computations based on meta-level functions rather than object-level models of computation, relying on the fact that in constructive systems such as CIC all definable functions are computable by construction. Such an approach lends itself well to machine-checked proofs, which we carry out in Coq. There is a tension in finding a good synthetic rendering of the higher-order notion of oracle computability. On the one hand, it has to be informative enough to prove central results, ensuring that all notions are faithfully captured. On the other hand, it has to be restricted enough to benefit from axioms for synthetic computability, which usually concern first-order objects. Drawing inspiration from a definition by Andrej Bauer based on continuous functions in the effective topos, we use a notion of sequential continuity to characterise valid oracle computations. As main technical results, we show that Turing reducibility forms an upper semilattice, transports decidability, and is strictly more expressive than truth-table reducibility, and prove that whenever both a predicate $p$ and its complement are semi-decidable relative to an oracle $q$, then $p$ Turing-reduces to $q$